LPL Financial

4707 Executive Dr, San Diego, CA 92121

As the nation’s leading independent broker-dealer*, we offer an integrated platform of proprietary technology, brokerage, and investment advisor services to more than 16,000 financial professionals and approximately 700 financial institutions. We also support more than 4,000 other financial professionals with customized clearing solutions, advisory platforms, and technology. *As reported by Financial Planning magazine, June 1996-2019, based on total revenue.

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4

Overall Excellence Rating

Industry

Financial Services

Category

Investment & Asset Management

ESG/Ethical Impact

LPL Financial recognizes its role in promoting financial well-being and inclusivity. The company provides access to financial literacy resources and affordable investment solutions, helping individuals and families secure their financial futures. LPL Financial also fosters diversity and inclusion within its workforce, ensuring equal opportunities for all employees and engaging in community outreach programs that strengthen local communities and promote social cohesion. LPL Financial is committed to sustainability within its operations. The company promotes responsible investing by offering a range of ESG-focused financial products and encouraging clients to incorporate environmental considerations into their investment decisions. LPL Financial also aims to reduce its own environmental footprint through energy-efficient office practices and responsible resource management, contributing to a more eco-conscious financial industry. LPL Financial maintains a robust framework of ethical business practices and transparent governance structures. The company adheres to stringent corporate governance standards, ensuring that its operations and financial decisions are accountable and in compliance with industry regulations. LPL Financial’s commitment to integrity and risk management enhances trust and credibility within the financial services sector, safeguarding the interests of its clients and stakeholders.

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Awards Received

2023

Revenues

$8,600,000,000.00

Website Traffic

Employee Rating

3.8

Customer Rating

3.6

Company Size

1000-5000

ESG Risk Rating

3

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